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Registration Form


Access to Applied Fundamental Research, LLC's website is restricted. In order to obtain access, please complete and submit this form. A member of our Investor Relations team will contact you to verify the information you submit. This is a manual process and it may take up to a full business day for a password to be granted. Applied Fundamental Research, LLC reserves the right to decline a log in request from any individual without cause. The investment programs and funds described in this website have not been registered under the federal securities laws of the United States, the securities laws of any state, or the laws of any other jurisdiction. This website shall not constitute an offer to sell or the solicitation of an offer to purchase shares of any of such programs or funds in any jurisdiction. Such an offer may only be made by the disclosure document of the relevant program or the private placement memorandum for the relevant fund, and only to investors who meet certain eligibility requirements. This registration form is not an application form to subscribe for interests in or shares of any fund.

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  • Personal Information

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  • 1. You are completing this information on behalf of:


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  • 2. Are you or does your organization qualify as an accredited investor in accordance with Rule 501(a) of Regulation D of the Securities Act of 1933? (Please check each test that applies.)
  • The Requester is a natural person whose individual net worth (total assets (including personal property but excluding such natural person’s primary residence) in excess of total liabilities) or joint net worth with that person’s spouse, at the time of his purchase exceeds $1,000,000.
  • The Requester is a natural person who had individual income in excess of $200,000 in each of the last two calendar years, or joint income with that person’s spouse in excess of $300,000 in each of those years, and has a reasonable expectation of reaching the same income level in this calendar year.
  • The Requester is an entity with total assets at the time of purchase in excess of $5,000,000, which was not formed for the purpose of investing in any certain security and which is one of the following:



  • The Requester is a personal (non-business) trust with total assets in excess of $5,000,000 which was not formed for the purpose of investing in any certain security and whose decision to invest has been directed by a person who has such knowledge and experience in financial and business matters that he is capable of evaluating the merits and risks of any investment.
  • The Requester is a personal (non-business) revocable trust and each settlor or other person who has contributed assets to the trust was an accredited investor. Please provide a list of all settlors (or other persons) who have contributed assets to the trust.
  • The Requester is an employee benefit plan within the meaning of Title I of ERISA which satisfies at least one of the following conditions:
  • The Requester is an employee benefit plan established and maintained by a state, its political subdivisions or any agency or instrumentality of a state or its political subdivisions, which has total assets in excess of $5,000,000.
  • The Requester is licensed, or subject to supervision, by U.S. Federal or state examining authorities as a “bank”, “savings and loan association”, “insurance company”, or “small business investment company” (as such terms are used and defined in 17 CFR §230.501(a)) or is an account for which a bank or savings and loan association is subscribing in a fiduciary capacity and over which such fiduciary exercises investment discretion.
  • The Requester is registered with the U.S. Securities and Exchange Commission as a broker or dealer or an investment company; or has elected to be treated or qualifies as a “business development company” (within the meaning of Section 2(a)(48) of the Investment Company Act or Section 202(a)(22) of the Investment Advisers Act of 1940).
  • The Requester is an entity in which all of the equity owners are persons described above.
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  • 3. Are you or does your organization qualify as a "qualified client" as defined in Rule 205-3(d)(1) under the Investment Advisers Act of 1940, as amended, pursuant to at least one of the following tests? (check all that apply):
  • The Requester is a natural person or entity that has at least $1,000,000 under the current management of AFR.
  • The Requester is a natural person who or entity that has a net worth (together, in the case of a natural person, with assets held jointly with a spouse) of more than $2,000,000.
  • The Requester is a qualified purchaser as defined in Section 2(a)(51)(A) of the Investment Company Act.
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  • 4. Would you like to receive our monthly newsletter?
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  • 5. What are your return objectives?
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  • 6. What is your risk tolerance?
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  • 7. Do you invest in hedge funds?
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  • 8. Please choose the category that best describes you:
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  • 9. How did you hear about us?:
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